etrade sfc
2017年9月25日 — 香港证监会（SFC）近日公布，东区裁判法院裁定亿创证券（香港）有限公司（ETrade HK，简称“亿创香港”）向香港公众推广未持牌人E*TRADE Securities LLC（亿创 ... ,ETRADE SECURITIES (HONG KONG) LIMITED 億創證券(香港)有限公司 · Key Data · Officers · Overlaps · SFC licenses · CCASS holdings · Webb-site Reports.
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 etrade sfc 相關參考資料
After ETrade case, compliance must avoid creating ...
2017年10月7日 — ETrade HK was fined HK$20,000 ($2,563) and ordered to pay the SFC's investigation costs. The SFC alleged ETrade HK had marketed the ... https://www.deacons.com ETrade HK推广无牌美国经纪服务遭罚 ...
2017年9月25日 — 香港证监会（SFC）近日公布，东区裁判法院裁定亿创证券（香港）有限公司（ETrade HK，简称“亿创香港”）向香港公众推广未持牌人E*TRADE Securities LLC（亿创 ... https://www.sohu.com ETRADE SECURITIES (HONG KONG) LIMITED 億創證券 ...
ETRADE SECURITIES (HONG KONG) LIMITED 億創證券(香港)有限公司 · Key Data · Officers · Overlaps · SFC licenses · CCASS holdings · Webb-site Reports. https://webb-site.com Fee Schedule
SFC Levy, Exercise Fee. Per contract per side(HK Dollar), Day or Night. Hang Seng Index Options, 1% on premium(Min.$30 & Max. $100), $10.00, $0.54, $10.00. Mini ... https://www.e-capital.com.hk First Hong Kong criminal conviction for actively marketing ...
2017年9月22日 — ETrade HK was convicted of aiding and abetting ETrade US in holding itself out as an SFC licensee when it was not, and was fined HK$20,000 and ... https://www.tannerdewitt.com Hong Kong's SFC Warns Investors Against Forex Broker ...
2017年4月27日 — SFC keeps investors informed by drawing attention to suspicious operations and unregulated entities. https://www.financemagnates.co JPEX Is Test Case for Hong Kong's New Regulatory ...
2023年11月7日 — ETrade H.K. was convicted of aiding and abetting ETrade U.S. in violating the SFC's licensing requirements and fined HK$20,000 (about US$2,500). https://www.skadden.com Metis Etrade LLC | 證監會
名稱: Metis Etrade LLC. 類別: 無牌公司. 地址: 香港皇后大道中70號卡佛大廈11樓. 網站: www.metisetrade.com. 備註: 上述公司提供以上香港地址，但並非位於該處。 https://www.sfc.hk SFC secures conviction against ETRADE Securities (Hong ...
2017年9月21日 — ETrade HK pleaded guilty to aiding and abetting ETrade US in holding itself out as a SFC licensee when it was not. ETrade HK was fined $20,000 ... https://www.sfc.hk |